CSSF SFDR Precontractual and Periodic Questionnaire

Q: Who must submit the SFDR precontractual disclosure report?

UCITS management companies, authorized AIFMs, registered AIFMs subject to Article 3(3) of the 2013 Law, and IORPs subject to the Law of 13 July 2005 must submit the report for funds under their management.

Q: How often should the SFDR precontractual disclosure report be updated?

A subsequent report must be submitted each time the relevant information contained in the SFDR precontractual document/template is modified.

Q: What format should the SFDR precontractual disclosure report be submitted in?

The report should be submitted in JSON format, compressed in a ZIP file.

Q: What is a JSON schema?

In the context of the CSSF's SFDR precontractual disclosure requirements, a JSON schema is a formal description and validation specification for the structure of the JSON (JavaScript Object Notation) data that fund managers must submit as part of their SFDR reporting. Specifically, the JSON schema: Defines the required structure, data types, and format of the SFDR precontractual disclosure report. Specifies which fields are mandatory, optional, or conditional based on other responses. Sets constraints on the values that can be entered for each field (e.g., percentage ranges, allowed options for multiple-choice questions). Provides a standardized way for the CSSF to validate the submitted data automatically. Ensures consistency and comparability across reports from different fund managers. Helps fund managers understand exactly what information is required and in what format. The CSSF provides this schema to reporting entities, allowing them to validate their JSON files before submission, reducing errors and improving the efficiency of the reporting process. The schema is periodically updated to reflect any changes in reporting requirements, with the CSSF providing links to the latest version in their technical guidance documentation.

Q: Should percentages be submitted in decimal format or percentage format?

Percentages should be submitted in percentage format. For example 15% should be submitted as 15.0

This resource collection is designed to streamline the process of gathering data required for SFDR precontractual and periodic disclosures as mandated by the CSSF (Commission de Surveillance du Secteur Financier). It provides a structured format for collecting key sustainability-related information about financial products before client contracts are finalized. The questionnaire covers essential SFDR data points, making it easier for financial institutions to compile and organize the necessary information efficiently. By using this template, firms can ensure they capture all required data in a consistent format, simplifying compliance with SFDR reporting requirements.

Streamline SFDR Data Gathering

Efficiently collect required data for CSSF-mandated precontractual and periodic disclosures using a structured, standardized format.

Simplify Regulatory Compliance

Ease the process of meeting Sustainable Finance Disclosure Regulation (SFDR) requirements set by the CSSF with dedicated tools and guidance.

Enhance Data Accuracy & Validation

Utilize standardized templates with data validation checks tied directly to disclosure requirements, ensuring information is accurate, complete, and correctly formatted.

Streamline Digital Submission via API

Templates are structured for easy ingestion into the official CSSF JSON schema, facilitating efficient data submission using the regulatory API.

Templates

CSSF SFDR Precon Report Data Collection Template

CSSF SFDR Precon Report Data Collection Template v2.3

Selected Version:

Resources and References

CSSF Practical and Technical Guidance (PDF)

SFDR UCI precontractual data-collection - Practical and technical guidance

CSSF Precontractual document JSON schema v2.0.0 (Web Link)

Data Schemas

CSSF SFDR Precon JSON Schema

v1.0.0 · Mar 2026

FAQs

Who must submit the SFDR precontractual disclosure report?

How often should the SFDR precontractual disclosure report be updated?

What format should the SFDR precontractual disclosure report be submitted in?

What is a JSON schema?

Should percentages be submitted in decimal format or percentage format?

Terms & Glossary

Article 8 product

A financial product that promotes environmental or social characteristics, or a combination of those characteristics.

Principal Adverse Impacts (PAI)

Principal Adverse Impacts (PAI)Negative effects that investment decisions or advice might have on sustainability factors.

Minimum proportion

The lowest percentage of investments that a fund commits to allocate to a specific category or objective.

E/S characteristics

The specific environmental and/or social features that an Article 8 product promotes